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Fraud deterrence
Results: 581

#	Item
501	Administrative Proceeding: Sharon Energy, Ltd., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-08 17:36:28 United States Securities and Exchange Commission Government Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act United States securities law SEC filings 73rd United States Congress
502	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 RELEASE NO[removed]September 7, 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-08 11:16:53 Dreyfus Corporation Securities Act Government U.S. Securities and Exchange Commission Investment Advisers Act Securities and Exchange Commission Financial adviser Securities Fraud Deterrence and Investor Restitution Act Financial economics United States Securities and Exchange Commission Financial regulation
503	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 12, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 15:36:11 Securities and Exchange Commission Late-2000s financial crisis Financial economics Securities Fraud Deterrence and Investor Restitution Act Investment Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
504	#..SEC-27 System name: Name Relationship Search Index (NRSI) System location: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail, Stop O-4, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:25:46 Corporate crime U.S. Securities and Exchange Commission Financial economics Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security Securities Exchange Act Securities Fraud Deterrence and Investor Restitution Act United States securities law Government Financial regulation
505	Microsoft Word[removed]_2_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-29 15:49:41 Institutional investors Collective investment schemes Fair Fund United States Securities and Exchange Commission Mutual fund Investment Company Act Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Financial services
506	Microsoft Word[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-20 17:16:05 Disgorgement U.S. Securities and Exchange Commission Government SEC filings Financial regulation Securities Fraud Deterrence and Investor Restitution Act Corporate crime United States Securities and Exchange Commission Fair Fund
507	China Wesen Recycling Technology, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-19 09:11:11 SEC filings Corporate crime U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Government Financial economics World Group Securities Securities Fraud Deterrence and Investor Restitution Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
508	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-19 15:19:58 Financial regulation Government New Deal Securities Act Securities Exchange Act Securities and Exchange Commission United States Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law United States Securities and Exchange Commission 73rd United States Congress
509	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2011 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-16 17:13:57 Disgorgement Financial economics Financial services Investment Securities Fraud Deterrence and Investor Restitution Act Economics Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
510	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 12, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-12 06:23:37 SEC filings Corporate crime U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Government Financial economics World Group Securities Securities Fraud Deterrence and Investor Restitution Act United States securities law 73rd United States Congress United States Securities and Exchange Commission

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